Citadel Securities - Automated Market Making & ExecutionNEW YORK Nov 22 Wall Street's industry-funded watchdog took steps to crack down more quickly on manipulative trading practices in the securities markets.SECURITIES AND EXCHANGE COMMISSION (Release No. 34- 75633; File No. SR -FINRA -2015- 009) August 6, 2015. Self -Regulatory Organizations; Financial Industry.Goldman Sachs must pay $1.8 million for reporting failures: FINRA. Monday, July 27, 2015 11:27 a.m. EDT. By Suzanne Barlyn. Alternative trading systems,.The 30-calendar day period begins to run when a broker-dealer. access to their accounts and the trading markets. Also, as discussed in FINRA NTM.
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FINRA moves to speed up market manipulation crackdowns
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Materials may not be reprinted or republished without the express permission of FINRA. Commodity Futures Trading. the last day of your most.Wedbush abandoned its appeal of a $1 million FINRA fine for reporting. transactions hampered at least one of its investigations into suspicious trading.FINRA is weighing whether to drop a plan for a trade-surveillance system that has drawn sharp opposition from the brokers that fund the agency.